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Fees & Charges
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Fees & Charges Table For Hong Kong Stocks
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TRADE-RELATED SERVICES
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Brokerage Commission
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Custodian Account (Can enable internet trading function)
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as low as 0.25% of the transaction amount (min. HK$100)
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Pure Online Account
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as low as 0.15% of the transaction amount (min. HK$50) 1, 2
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Transaction Levy
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0.003% of the transaction amount, levied by the SFC.
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Investor
Compensation Levy
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Suspended
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Trading Fee
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0.005% of the transaction amount, levied by the HKEx
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CCASS Stock Settlement Fee
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0.002% of the transaction amount (min. HK$3, max. HK$100)
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Trading Tariff
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Free of charge
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Stamp Duty
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0.1% of the transaction amount (rounded up to the nearest dollar), levied by the HKSAR government.
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Note:
1. 0.25% with minimum HK$100 will be charged to any order placed not via online channels.
2. Only applicable to HK customers.
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SCRIP HANDLING AND SETTLEMENT-RELATED SERVICES
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CCASS Stock Settlement Fee
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0.002% of the transaction amount
(min. HK$3, max. HK$100)
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Settlement Instruction or
Investor Settlement Instruction for Share Deposit via CCASS
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Free of charge
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Settlement Instruction or
Investor Settlement Instruction for Share Withdrawal via CCASS
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0.01% of the stock value based
on the last closing price (min. HK$50, max. HK$350)
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Physical Scrip Deposit
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Free of charge
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Physical Scrip Withdrawal
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HK$5 per board lot (min. HK$50 per stock)
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Transfer Deed Stamp Duty
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HK$5 per Transfer Deed, levied
by the HKSAR government
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Compulsory Share Buy-back
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HK$500 per request
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INFORMATION SERVICES
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Real-Time Stock Quotes Service Subscription
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AAStocks QuoteWinner
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HK$338 per month
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AA QuoteWinner + AA M-Winner
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HK$448 per month
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AA M-Winner
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HK$288 per month
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AAStocks QuoteWinner for China
users
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HK$198 per month
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AAStocks 2007
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HK$598 per month
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AAStocks 2007 for China users
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HK$198 per month
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AAStocks MIE
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HK$538 per month
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AAStocks MIE for China users
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HK$388 per month
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QP-Web
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HK$338 per month
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QP-Web for China users
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HK$198 per month
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QP-Mobile
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HK$288 per month
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QP-Web + QP-Mobile
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HK$448 per month
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eAlerts Services (Chargeable Alerts)
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HK$50 deposit + HK$1 per SMS
message
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ACCOUNT MAINTENANCE
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Custody Fee
(Fee Collection on 30 June and
31 December of each year)
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HK$0.15 per board lot will be
charged semi-annually on each Custodian/Margin Account (rounded up to the
nearest lot; min. HK$90, max. HK$1,000)
Fee will not be levied if, in aggregate, for ALL sub-accounts under the same account number,
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there was at least 1 executed trade in
HK stocks within 6 months immediately before the due date for fee collection;
or
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the market value of HK stock
portfolios as at the due date for fee collection is greater than or equal to
HK$100,000.
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Account Handling Fee
(Fee Collection on 30 June and
31 December of each year)
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HK$90 will be charged
semi-annually on each Custodian Account
Fee will not be levied if, in aggregate, for ALL sub- accounts under the same account number,
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there was at least 1 executed trade in
HK stocks within 6 months immediately before the due date for fee collection;
or
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the cash balance in the HK Dollar account is greater than or equal to HK$10,000; or
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HK stocks have been deposited with GCap
as at the due date for fee collection.
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Stock Segregated Account with Statement Service (SSA)
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Handling fee of HK$500 per application + Yearly maintenance fee of HK$120
(Yearly maintenance fee will be charged on the first trading day of each year and will not be reimbursed on a pro-rata basis upon account termination)
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Margin Account Annual Fee
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From HK$300 flat to 0.5% of the
approved credit limit, depending on the type of margin finance package applied
for
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Copy of Account Statement
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HK$50 per page (min. HK$150 per
request)
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Copy of Client Agreement
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HK$50 per booklet
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Copy of Account History
Movement
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HK$30 per copy per month
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Audit/Account Confirmation Fee
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HK$200 per request
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NOMINEE SERVICES AND CORPORATE ACTIONS
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Dividend Collection Fee
(applicable to cash or scrip
dividend)
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0.5% of the dividend amount
(min. HK$20, max. HK$20,000)
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Scrip Fee
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HK$1.50 per board lot
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Bonus Issue
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HK$1.50 per board lot (max.
HK$20,000)
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Corporate Action Fee
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HK$1.50 per board lot (min. HK$100,
max. HK$20,000)
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Rights & Warrants Exercise
Fee
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HK$1.50 per board lot (min. HK$100,
max. HK$20,000)
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Cash Offer
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HK$1.50 per board lot (min. HK$100,
max. HK$20,000)
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Special/Open/Compulsory Offer
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HK$1.50 per board lot (min. HK$100,
max. HK$20,000)
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FINANCING AND OTHER SERVICES
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Delayed Settlement Annual
Interest Rate
(applicable to Cash and Custodian
Account only)
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HKD Prime Rate^ + 6% p.a.
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Margin Finance Annual Interest
Rate
(applicable to Margin Account only)
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From HKD Prime Rate^ - 1% p.a. to HKD Prime Rate^ + 2.75% p.a., depending on the type of margin share package applied for
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Dishonored/Returned Cheque
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HK$150 per dishonored/returned
cheque
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CHATS Payment
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HK$150 for HKD or HK$200 for
USD remittance per request
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Telegraphic Transfer Payment
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HK$200 per request + additional
bank charges for any extra services*
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Bank Draft
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HK$60 per HKD Bank Draft or
HK$100 per USD Bank Draft + additional bank charges for any extra services*
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Enquiry/Amendment/Cancellation
of TT/CHATS
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HK$300 per request
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Dividend Claim
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HK$700 per stock + 0.5% of any
unclaimed dividend / shares entitlement
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Over-The-Counter Bought/Sold
Transaction
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HK$300 per transaction
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IPO Application
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HK$100 per application
(Applicable to clients who would like to authorise GCap for IPO subscription on their behalf)
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^ Refer to HKD Prime Rate quoted by DBS Bank
(Hong Kong) Ltd.
* Extra services such as telex message in
Chinese characters, TT in HK Dollar, demand draft in HKD etc.
# Unless specified otherwise, these charges include the portion charged by share
registrars, clearing house, banks & service providers.
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The above charges are effective from 1 July 2009 and may be changed from time
to time at the absolute discretion of GuocoCapital Limited without prior
notice. For enquiries, please contact our Customer Services Hotline at (852)
2218-2818.
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